INVESTMENT TEAM

 

SAN FRANCISCO SENTRY INVESTMENT GROUP, inc. - WEALTH MANAGEMENT

 

RICK E. DIRICKSON

Rick Dirickson is Founder, Chairman and CEO of San Francisco Sentry.  Please see the Founders' biographies.

 

SOLA AWOFALA

Sola Awofala provides financial and wealth management advice and services to key clients of the firm.  Previously, Mr. Awofala was a Vice President in the Asset & Wealth Management division of ThinkEquity, where the group developed innovative investment strategies and managed investment portfolios for high net worth clients, trusts and foundations.  During his investment career, Mr. Awofala was a Vice President with Bank of America, Premier Bank & Investments/Private Bank, working with high net worth clients.  He also joined Babcock & Brown as an investment banker, and worked with the Private Client Groups of Morgan Stanley and Lehman Brothers where he was a Vice President.  Mr. Awofala began his professional career as a corporate lawyer with Grangewoods in London, practicing in finance, investments and real estate transactions.  He was born in England and was educated at the College of Law in London and the City of London Business School.  He holds a B.A. in Business Law (Honors) and an Honors degree in Business Studies.

 

Charles "Bruce" Woodward

Bruce Woodward has served the needs of high net worth investors, families and their enterprises for over 35 years.  Prior to joining the firm in 2017, Mr. Woodward worked with Del Monte Corporation, Sunset Magazine and Botsford Ketchum Advertising.  In 1982, Mr. Woodward started as a financial advisor, working with several leading firms: Kidder Peabody, Prudential Securities, Paine Webber/UBS, and Wells Fargo.  He is very active in several Bay Area community organizations such as The Guardsmen, the Olympic Club, Bohemian Club, and Golden Gate Wine Society.  Currently he serves as Trustee of the San Francisco Maritime National Park Association.  Mr. Woodward previously served in various civic organizations, including: CPMC Hospital, Sacred Heart Schools, UOP School of Dentistry, Palo Alto Financial Planning Council, Atherton General Plan Committee, Pets Unlimited, Gladstone Institute, and Sausalito Wine Experience.  He received a B.A. in Advertising from San Jose State University.

 

SAN FRANCISCO SENTRY INVESTMENT GROUP, INC. - REAL ASSETS

 

LEE ROOT

Lee Root leads Art Investments within the Real Assets group and is the Chief Financial Officer and President of the firm.  Joining the firm in 1999, Mr. Root procures key works for clients and the Corporate Art Collection at the firm, in conjunction with overseeing the preparation and filing of financial reports.  Previously, Mr. Root served as the Chief Financial Officer and Director of investment bank Waldron and Co., Inc.  He also joined FINRA (formerly known as the NASD) and worked as an associate examiner on both coasts.  Mr. Root began his career in the securities industries with John Hancock Financial Services.  He received his B.S. in Economics from Pennsylvania State University.

 

SOLSTEIN CAPITAL, LLC - LIQUID ALTERNATIVES

Solstein Capital, LLC is a strategic partner of the firm that provides both hedged and long-only global public market strategies along with family office investment partnership services.  The firm's objective is to compound capital for its clients over a multi-year investment horizon while actively managing risk.  The firm's investment philosophy incorporates a high active share, strong conviction/concentration, focus on high quality/fundamental value across the globe, managed risks, and a long-term investment horizon.

 

NADINE TERMAN

In 2010, Nadine Terman co-founded Solstein Capital, and she serves as CEO and CIO.  At Solstein, she oversees both investment and operations functions and leads the firm as a Managing Member.  Previously, Ms. Terman was a Partner with Blum Capital Partners and served on its Investment Committee.  For over eight years, she invested in both public and private companies and worked extensively with portfolio companies' management teams and boards on business, financial, and governance initiatives.  Prior to Blum Capital, Ms. Terman was a private equity Associate with Behrman Capital.   She also worked as an Analyst with both Merrill Lynch and Goldman Sachs.  Ms. Terman has a B.A. with Honors and with Distinction from Stanford University and was recognized with the Firestone Medal for Excellence in Research and as Phi Beta Kappa. In addition, she earned an M.B.A. from the Stanford Graduate School of Business, where she was an Arjay Miller Scholar.

 

J.C. TORRES

J.C. Torres co-founded Solstein Capital, where he is a key member of the investment team and leads the firm as a Managing Member.  Previously, Mr. Torres was a Vice President at Blum Capital Partners, where he invested in both public and private companies.  He led investments in multiple industries and sectors, and he worked closely with portfolio company management teams on operational and corporate governance initiatives.  Prior to joining Blum Capital, he founded Triton Global Capital, LLC and managed a focused, value-oriented long/short portfolio.  Mr. Torres also worked with SAFECO Asset Management.  He earned a B.A. in Philosophy and a B.A. in Business Administration from the University of Washington and an M.B.A. from the Stanford Graduate School of Business.

 

SANDRA SOUTHWORTH

As Chief Compliance Officer and Director of Operations, Sandra Southworth oversees the internal operational functions at Solstein Capital, including investor relations, technology, compliance, and human resources, and has been with the firm since its fund's inception.  Previously, she served as Investor Services Coordinator at Blum Capital Partners and was with the firm for over nine years, responsible for key fundraising activities, marketing efforts and the investor communications system.  Prior to Blum Capital, Ms. Southworth served as the MarCom and Events Manager at Spike Broadband Systems, a wireless technology firm. Ms. Southworth holds the Investment Adviser Certified Compliance Professional (IACCP) designation.

 

RUI YANG

Rui Yang is a Vice President of Investments with Solstein Capital.  Previously, she served as Investment Officer III at California Public Employee Retirement System’s (CALPERS) investment office for five years. While there, Ms. Yang was responsible for managing global macro investments across rates, currencies and commodities for the internal global fixed income and inflation programs that invest in developed, emerging and frontier markets. She developed new investment programs that received multi-billion dollar internal allocation. Prior to joining CalPERS, Ms. Yang was a trader and structurer with Citigroup Global Markets in New York, where she structured, traded and risk managed interest rate and foreign exchange derivatives. Ms. Yang earned a B.A. in Biological Sciences and Economics with Wellesley College and an M.B.A. from the Haas School of Business at UC Berkeley.  Ms. Yang is a CFA® charterholder.

 

BEN RYAN

Ben Ryan is a Vice President of Investments with Solstein Capital.  Previously, he served as Director on the global macro research team at Hedgeye Risk Management, a leading independent financial research firm. Mr. Ryan worked with investors to take advantage of vulnerabilities across global financial markets, employing various quantitative indicators with an emphasis on derivative and volatility markets. Prior to Hedgeye, he was an Analyst on a convertible bond and equity derivatives team in the Global Capital Markets division at Morgan Stanley. Mr. Ryan graduated from the University of Notre Dame with degrees in Economics and Psychology.

 

SAN FRANCISCO SENTRY SECURITIES, INC. - BROKER DEALER

San Francisco Sentry Securities, Inc. is an affiliated broker/dealer.