OPERATIONS TEAM

 

LEE ROOT - PRESIDENT & CHIEF FINANCIAL OFFICER

Please see Mr. Root's biography under the Investments Team section.

 

SCOTT YOUNG - CHIEF COMPLIANCE OFFICER

Scott Young is the Chief Compliance Officer of the firm, where he oversees both compliance and operations functions. Mr. Young's career in compliance and operations spans over a decade at Prudential Financial, Merrill Lynch, Weeden Investors, TradeStation Securities and Churchill Capital.  He also joined FINRA (formerly known as NASD) as a compliance examiner in the Manhattan district office. Mr. Young began his career at the Pentagon as a budget analyst for the Marine Corps.  He received a B.B.A. in Finance with a minor in Economics from the University of Missouri.

 

COLLEEN FISCHER - FINANCE

 

DILLON cRAIG - OPERATIONS

Dillon Craig is the Operations Manager of San Francisco Sentry, where he serves as the team lead for all daily operating functions and related portfolio reporting of the firm’s affiliated investment advisors. Prior to joining the firm, Mr. Craig spent five years at Hewins Financial Advisors, where he served as a portfolio accountant, operations associate, and senior trading associate.  Mr. Craig received a B.A. in Finance with a minor in Accounting from the California State University of Chico, and he holds the Series 65 and Series 7.

 

CHRISTIAN MEJIA - OPERATIONS

Christian Mejia is an Operations Associate with San Francisco Sentry, where he assists with the daily operating functions of the firm’s investment banking business, as well as its affiliated investment advisors. Prior to joining the firm, Mr. Mejia worked at Fidelity Investments in San Francisco where he supported an advisory team of Financial Consultants. Mr. Mejia began his career at Charles Schwab in Austin, Texas in their Financial Consultant Academy, where he learned the fundamentals of the financial markets and investment guidance. He received his B.A. in Economics from the University of Texas at Austin, and he holds the Series 7, 66, and 82 licenses.